-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6KPEEotjtscYTkB3Ee5BSoWR2OtIkCH02xy5jhq+cHj6VFnGiXIslCCLPglsKxU FN8LeVw+nd4WyxdaD04phg== 0001193125-10-030617.txt : 20100212 0001193125-10-030617.hdr.sgml : 20100212 20100212161643 ACCESSION NUMBER: 0001193125-10-030617 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 GROUP MEMBERS: J. AND L. HUANG INVESTMENTS, L.P. GROUP MEMBERS: JEN-HSUN HUANG 2009 ANNUITY TRUST GROUP MEMBERS: JEN-HSUN HUANG AND LORI HUANG TRUST GROUP MEMBERS: LORI HUANG GROUP MEMBERS: LORI LYNN HUANG 2009 ANNUITY TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HUANG JEN-HSUN CENTRAL INDEX KEY: 0001106277 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NVIDIA CORP CENTRAL INDEX KEY: 0001045810 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943177549 STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56649 FILM NUMBER: 10599572 BUSINESS ADDRESS: STREET 1: 2701 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 408-486-2000 MAIL ADDRESS: STREET 1: 2701 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95050 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/DE DATE OF NAME CHANGE: 20020612 FORMER COMPANY: FORMER CONFORMED NAME: NVIDIA CORP/CA DATE OF NAME CHANGE: 19980303 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 10 Schedule 13G Amendment No. 10

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 10)*

 

 

NVIDIA Corporation

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

67066G104

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 67066G104

   13G   

 

  1.   

Name of Reporting Persons

 

Jen-Hsun Huang

    
  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  ¨

 

    
  3.  

SEC USE ONLY

 

    
  4.  

Citizenship or Place of Organization

 

    USA

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    4,377,676(1)

    
   6.   

Shared Voting Power

 

    20,694,704

    
   7.   

Sole Dispositive Power

 

    4,377,676(1)

    
   8.   

Shared Dispositive Power

 

    20,694,704

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    25,072,380(1)

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row 9

 

    4.5%

    

12.

 

Type of Reporting Person (see instructions)

 

    IN

    

 

(1) Includes 4,012,500 shares issuable pursuant to options exercisable within 60 days of December 31, 2009.

 

Page 2 of 12 pages


CUSIP No. 67066G104

   13G   

 

  1.   

Name of Reporting Persons

 

Lori Huang

    
  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  ¨

 

    
  3.  

SEC USE ONLY

 

    
  4.  

Citizenship or Place of Organization

 

    USA

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    57,500

    
   6.   

Shared Voting Power

 

    20,694,704

    
   7.   

Sole Dispositive Power

 

    57,500

    
   8.   

Shared Dispositive Power

 

    20,694,704

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    20,752,204

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row 9

 

    3.7%

    

12.

 

Type of Reporting Person (see instructions)

 

    IN

    

 

Page 3 of 12 pages


CUSIP No. 67066G104

   13G   

 

  1.   

Name of Reporting Persons

 

Jen-Hsun Huang and Lori Huang, as Co-Trustees of the Jen-Hsun Huang and Lori Huang Trust u/a/d May 1, 1995

    
  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  ¨

 

    
  3.  

SEC USE ONLY

 

    
  4.  

Citizenship or Place of Organization

 

    USA

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    0

    
   6.   

Shared Voting Power

 

    20,694,704

    
   7.   

Sole Dispositive Power

 

    0

    
   8.   

Shared Dispositive Power

 

    20,694,704

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    20,694,704

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row 9

 

    3.7%

    

12.

 

Type of Reporting Person (see instructions)

 

    OO

    

 

Page 4 of 12 pages


CUSIP No. 67066G104

   13G   

 

  1.   

Name of Reporting Persons

 

J. and L. Huang Investments, L.P.

    
  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  ¨

 

    
  3.  

SEC USE ONLY

 

    
  4.  

Citizenship or Place of Organization

 

    USA

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    0

    
   6.   

Shared Voting Power

 

    1,237,239

    
   7.   

Sole Dispositive Power

 

    0

    
   8.   

Shared Dispositive Power

 

    1,237,239

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    1,237,239

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row 9

 

    0.2%

    

12.

 

Type of Reporting Person (see instructions)

 

    PN

    

 

Page 5 of 12 pages


CUSIP No. 67066G104

   13G   

 

  1.   

Name of Reporting Persons

 

Jen-Hsun Huang 2009 Annuity Trust

    
  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  ¨

 

    
  3.  

SEC USE ONLY

 

    
  4.  

Citizenship or Place of Organization

 

    USA

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    57,500

    
   6.   

Shared Voting Power

 

    0

    
   7.   

Sole Dispositive Power

 

    57,500

    
   8.   

Shared Dispositive Power

 

    0

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    57,500

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row 9

 

    0.0%

    

12.

 

Type of Reporting Person (see instructions)

 

    OO

    

 

Page 6 of 12 pages


CUSIP No. 67066G104

   13G   

 

  1.   

Name of Reporting Persons

 

Lori Lynn Huang 2009 Annuity Trust

    
  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  ¨

 

    
  3.  

SEC USE ONLY

 

    
  4.  

Citizenship or Place of Organization

 

    USA

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

    57,500

    
   6.   

Shared Voting Power

 

    0

    
   7.   

Sole Dispositive Power

 

    57,500

    
   8.   

Shared Dispositive Power

 

    0

    

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    57,500

    

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

 

   ¨

11.

 

Percent of Class Represented by Amount in Row 9

 

    0.0%

    

12.

 

Type of Reporting Person (see instructions)

 

    OO

    

 

Page 7 of 12 pages


Item 1(a).

   Name of Issuer:      
   NVIDIA Corporation      
Item 1(b).    Address of Issuer’s Principal Executive Offices:   
   2701 San Tomas Expressway   
   Santa Clara, CA 95050   

Item 2(a).

  Name of Person Filing:    Jen-Hsun Huang
     Lori Huang
     Jen-Hsun Huang and Lori Huang, as Co-Trustees of the Jen-Hsun Huang and Lori Huang Trust u/a/d May 1, 1995 (“Trust”)
     J. and L. Huang Investments, L.P. (“Huang Investments”)
     Jen-Hsun Huang 2009 Annuity Trust (“Jen-Hsun Trust”)
     Lori Lynn Huang 2009 Annuity Trust (“Lori Lynn Trust”)

Item 2(b).

  Address of Principal Business Office or, if none, Residence:

Item 2(c).

  Citizenship:    Jen-Hsun Huang    USA
     Lori Huang    USA
     Trust    California
     Huang Investments    California
     Jen-Hsun Trust    California
     Lori Lynn Trust    California

Item 2(d).

  Title of Class of Securities: Common Stock, $.001 par value

Item 2(e).

  CUSIP Number: 67066G104

Item 3.

  If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
  Not applicable

Item 4.

  Ownership
     (a)    Amount Beneficially Owned:     
       

Jen-Hsun Huang

   25,072,380  
       

Lori Huang

   20,752,204 **   
       

Trust

   20,694,704 ***   
       

Huang Investments

   1,237,239 ****   
       

Jen-Hsun Trust

   57,500     
       

Lori Lynn Trust

   57,500     
     (b)    Percent of Class:     
       

Jen-Hsun Huang

   4.5  
       

Lori Huang

   3.7  
       

Trust

   3.7  
       

Huang Investments

   0.2  
       

Jen-Hsun Trust

   0.0  
       

Lori Lynn Trust

   0.0  

 

Page 8 of 12 pages


     (c)    Number of shares as to which such person has:
        (i)      Sole power to vote or to direct the vote:
       

Jen-Hsun Huang

   4,377,676  
       

Lori Huang

   57,500 **   
       

Trust

   0     
       

Huang Investments

   0     
       

Jen-Hsun Trust

   57,500     
       

Lori Lynn Trust

   57,500     
        (ii)    Shared power to vote or to direct the vote:
       

Jen-Hsun Huang

   20,694,704 ***   
       

Lori Huang

   20,694,704 ***   
       

Trust

   20,694,704 ***   
       

Huang Investments

   1,237,239 ****   
       

Jen-Hsun Trust

   0     
       

Lori Lynn Trust

   0     
        (iii)    Sole power to dispose or to direct the disposition of:
       

Jen-Hsun Huang

   4,377,676  
       

Lori Huang

   57,500 **   
       

Trust

   0     
       

Huang Investments

   0     
       

Jen-Hsun Trust

   57,500     
       

Lori Lynn Trust

   57,500     
        (iv)    Shared power to dispose or to direct the disposition of:
       

Jen-Hsun Huang

   20,694,704 ***   
       

Lori Huang

   20,694,704 ***   
       

Trust

   20,694,704 ***   
       

Huang Investments

   1,237,239 ****   
       

Jen-Hsun Trust

   0     
       

Lori Lynn Trust

   0     

 

* Includes 4,012,500 shares issuable pursuant to options exercisable within 60 days of December 31, 2009 and 57,500 shares held by the Jen-Hsun Huang 2009 Annuity Trust, of which the Reporting Person is Trustee.
** Includes 57,500 shares held by Lori Lynn Huang 2009 Annuity Trust, of which the Reporting Person is Trustee.
*** By virtue of their status as co-trustees of the Trust, each of Jen-Hsun Huang and Lori Huang may be deemed to have shared beneficial ownership of the 19,457,465 shares held by the Trust and the 1,237,239 shares held by Huang Investments, which the Trust is a general partner of, and to have shared power to vote or to direct the vote or to dispose of or direct the disposition of such securities.
**** By virtue of their status as co-trustees of the Trust that is a general partner of Huang Investments, each of Jen-Hsun and Lori Huang may be deemed to have shared beneficial ownership of the 1,237,239 shares held by Huang Investments and to have shared power to vote or to direct the vote or to dispose of or direct the disposition of such securities.

 

Page 9 of 12 pages


Item 5.

   Ownership of Five Percent or Less of a Class
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.
Item 6.    Ownership of More than Five Percent on Behalf of Another Person
   Not applicable
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
   Not applicable
Item 8.    Identification and Classification of Members of the Group
   Not applicable
Item 9.    Notice of Dissolution of a Group
   Not applicable
Item 10.    Certification
   Not applicable
  
  
  

 

Page 10 of 12 pages


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 12, 2010

 

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang

/s/    LORI HUANG        

Lori Huang

JEN-HSUN HUANG AND LORI HUANG, CO-TRUSTEES

OF THE JEN-HSUN HUANG AND LORI HUANG LIVING  TRUST

U/A/D MAY 1, 1995

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang, Trustee

/s/    LORI HUANG        

Lori Huang, Trustee
J. AND L. HUANG INVESTMENTS, L.P.

By: Jen-Hsun Huang and Lori Huang, Co-Trustees of The Jen-Hsun Huang and Lori Huang Living Trust

u/a/d May 1, 1995

Title: Its General Partner

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang, Trustee

/s/    LORI HUANG        

Lori Huang, Trustee
JEN-HSUN HUANG 2009 ANNUITY TRUST

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang, Trustee
LORI LYNN HUANG 2009 ANNUITY TRUST

/s/    LORI HUANG        

Lori Huang, Trustee

EXHIBITS:

A: Joint Filing Agreement

 

Page 11 of 12 pages


EXHIBIT A

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(l) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is being filed on behalf of each of the undersigned.

February 12, 2010

 

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang

/s/    LORI HUANG        

Lori Huang

JEN-HSUN HUANG AND LORI HUANG, CO-TRUSTEES

OF THE JEN-HSUN HUANG AND LORI HUANG LIVING  TRUST

U/A/D MAY 1, 1995

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang, Trustee

/s/    LORI HUANG        

Lori Huang, Trustee
J. AND L. HUANG INVESTMENTS, L.P.

By: Jen-Hsun Huang and Lori Huang, Co-Trustees of The Jen-Hsun Huang and Lori Huang Living Trust

u/a/d May 1, 1995

Title: Its General Partner

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang, Trustee

/s/    LORI HUANG        

Lori Huang, Trustee
JEN-HSUN HUANG 2009 ANNUITY TRUST

/s/    JEN-HSUN HUANG        

Jen-Hsun Huang, Trustee
LORI LYNN HUANG 2009 ANNUITY TRUST

/s/    LORI HUANG        

Lori Huang, Trustee

 

Page 12 of 12 pages

-----END PRIVACY-ENHANCED MESSAGE-----